Loading All 0 - 9 A B C D E F G H I J K L M N O P Q R S T U V W X Y Z Alasdair Amos Global Surveillance Optimisation Lead, Natixis Corporate & Investment Banking Alex Grafetsberger Chief Business Officer, Luware Alexandria Carr Managing Director, UK Head of Financial Regulation, Société Générale Amra Mirza Chief Auditor, Services & Corporate Functions, NatWest Group Andrew Garnett Head of Compliance, Royal London Asset Management Arden Vega Global Head Compliance Financial Markets/Bank Treasury, ING Britt Johnston Managing Director, Head of Conduct & Culture EMEA, Natixis Cameron Dick Managing Director, Global Head of Business Controls and Reg Management, Services, Citigroup Carla McGlynn Managing Director, Head of Markets Business Controls Technology / Berlin Tech Site Lead, Citigroup Charlie Beauchamp Managing Director, Head of Reputational Risk - Services, Markets & Banking, Citigroup Chris Dickens Managing Director, Head of Non-Financial Risk for Markets & Securities Services, HSBC Chris Owers Global Head of Regulatory Compliance Solutions, First Derivative Chris Palmer Managing Director, Head of Markets Controls, J.P. Morgan Cliffe Allen Managing Director, OTC Derivatives, National Futures Association (NFA) Dario Lovelli Managing Director, Global of Markets Compliance Head (EMEA), State Street Darren Jarvis Managing Director, Chief Administrative Officer, ICG, Citigroup Darren Sirr Global Head of Trade Surveillance, BNY Mellon Markets David Arnold UK Chief Risk Officer, First Abu Dhabi Bank David Churton Managing Director, Global Head of Oversight for Compliance & GFC, Morgan Stanley Devin Redmond Co-Founder and CEO, Theta Lake Donatella Seidner Head of UK Compliance, SMF16, BGC Group Elisabeth Salmgren von Schantz Vice President & Head of European Surveillance, Nasdaq Emily Wright Moderator, XLoD Global & Owner, Wright Consulting Emma Noble Group Director, Compliance, Conduct, and Operational Risk, Lloyds Banking Group Enrico Melchioni Product Management Director, ION Gemma Keenan Managing Director, Head of UK Regulatory & Control, Corporate & Investment Banking, Santander Graham Kent Managing Director, Group Chief Compliance Officer, Deutsche Bank Gus Holloway Managing Director, Deputy Chief Internal Auditor, MUFG Guy Mettrick Industry Vice President – Financial Services, Appian Harjinder Kooner Chief Controls Officer, Starling Bank Harry Batstone Head of XLoD Production, 1LoD Heather Baird Managing Director, Global Head of NFR, Wholesale Banking, HSBC Hubert Wilk Managing Director, Markets Head of Operational Risk and Controls, Citigroup Ian Blair Managing Director, Group Head of Surveillance, HSBC Irma Gonzalez Managing Director, EMEA Head of Markets Operational Risk Management, J.P. Morgan Isabella Pateman Chief Risk Officer, BACB James Boynton Head of Production, 1LoD Jamie Bell Head of Secondary Market Oversight, Financial Conduct Authority (FCA) Javier Munoz Managing Director, Global Head of Conduct, Reputational Risk & ESG, Santander Jeremy Arnold Managing Director, Chief Risk Officer, NatWest Markets Jerome Lambert Business Development Director - EMEA Compliance, NICE Actimize Joep Knook Interim Manager Market Surveillance, The Dutch Authority for the Financial Markets (AFM) Johan Hjelm , Global Chief Operational Risk Officer and Head of Group Operational Risk, Nordea John McGinn Managing Director, Global Head of Surveillance, Deutsche Bank Jonathan Stone Managing Director, EMEA Head of Financial Crime, Nomura Joseph Rondinelli Managing Director, Business Controls, J.P. Morgan Kara Cauter Partner, Risk Consulting, EY Laura Needham Group Chief Internal Auditor, Lloyds Banking Group Leila Gomes Managing Director, EMEA Head of Business Resilience, Nomura International Louise Parker Managing Director, Global Head Operational Risk Control And Global Head C&ORC, Group Functions, UBS Malcolm Day Managing Director, Head of Central Trade Surveillance, Bank of America Malena Ljungkvist Chief Risk Officer, Europe, RBC Marc Wakley Global Head of Communication Surveillance, Citigroup Marco Frangi Senior Product Manager, ION Marie-Christine Crewe Managing Director, Global Head of Monitoring, Surveillance & Controls, UBS Mark Satterthwaite Managing Director, Chief Compliance Officer, Europe, Citigroup Martina Rejsjo Director of Regulatory Affairs, Eventus Matt Smith Chief Executive Officer, SteelEye Matthew Storey Chief Product Officer, SteelEye Michael Hodnett Chief Compliance Officer and MLRO, Berstein Société Générale Group Michael Murphy Risk Transformation Officer, ServiceNow Michael Phillips Managing Director, Head of UK Wholesale Banking Compliance, Société Générale Michael Sparks Managing Director, Chief Risk & Compliance Officer, Issuer Services, BNY Mellon Michael Weiss Managing Director - EMEA Head Global Markets Regulatory Compliance, HSBC Michelle Yogarajah Managing Director, Head of Global Markets Regulatory & Supervisory Management, TD Securities Miki Mellegard Managing Director, Compliance Surveillance, Deutsche Bank Mirea Raaijmakers Former Global Head Behavioural Risk Management, ING Nader Shwayhat Global head, Bloomberg Integrated Compliance, Analytics, and Directory Solutions, Bloomberg Natasha Meaney Head of Group Investigations and Compliance., UBS Neil Saunders Global Head of FX Control and the Head of International Markets Control, Wells Fargo Nick Curle Chief Audit Executive, NatWest Group Nick Fuller Global Head of Third Party Risk Management, BNY Nick Lovett Managing Director, Head of Business Risk Management & Operations, Non Core & Legacy, UBS Nicolas Fanucci Managing Director, Chief Compliance Officer CCIB and Europe & Americas, Standard Chartered Bank Nina Joubert Managing Director, Global Head of Business Risk, GD, State Street Nitesh Patel Group head of Operational Risk, Lloyds Banking Group Nolan Schiff VP of Operations, Global Head of Sales Engineering, Eventus Olaf van Gelder Managing Director - Chief Control Officer / Wholesale Banking Transformation Office, ING Oliver Blower Group CEO, VoxSmart Ollythia Bernard-Stewart Managing Dircetor, International Head of Operational Risk, Wells Fargo Pallavi Mantrao Audit Director – IT Risk, Lloyds Banking Group Paul Ballard Technology Strategy and Enterprise Architecture Director, Nationwide Building Society Paul Berry Head of Supervision, MSS, Citigroup Paul Cottee Director, Subject Matter Expert, NICE Actimize Paul Day Group Chief Internal Auditor, Standard Chartered Bank Paul Denton Global Head of Surveillance – Banking and Markets, Northern Trust Paul Rayson Chief Operating Officer, Markets and Securities Services, Citi Paul Taylor VP Product Management, Smarsh Rajeev Mehta Managing Director, UK Head of Chief Controls Office, Société Générale Ravi Sharma Head of Cloud & Technology Strategy, Kerv Rhys Jones Director, WaivGen Richard Hammell Managing Partner Financial Services, Deloitte UK Richard Snookes Chief Compliance Officer & MLRO, British Arab Commercial Bank Rob Mason Director, Regulatory Intelligence, Global Relay Ross Mackenzie Managing Director, Conduct, Business Risk & Controls Officer, Deutsche Bank Ruth Kemmer Managing Director, IB CCO, Barclays Sabeena Ahmed Liconte Head of Legal and Chief Compliance Officer, Americas, ICBC Standard Securities Inc., a member of the ICBC Standard Bank Plc group Saira Shah Managing Director-Head of Global Front Line Risk Program Execution, CIB COO, Wells Fargo Sanjay Tripathi Managing Director, Global Head of Communication Technology & Cloud Transformation Lead, Deutsche Bank Sarah Black Partner, Technology and Transformation, Deloitte Sharon Freach Managing Director, Global Head of Operational Resilience, Morgan Stanley Shreeji Doshi Head Cyber GRC Services , Thomas Murray Simon Appleton Market Abuse, Surveillance & MiFIR Transaction Reporting Director, Kaizen Simon Goodwin Chief Compliance Officer, Europe and APAC, RBC Stephen Magora Managing Director, Head of IA Strategy and Research & Engineering Labs, Citigroup Steve Clark Managing Director, Global Head of Trade Surveillance, Morgan Stanley Steve Evenden Chief internal Auditor, Nationwide Building Society Steven Sanders Group Chief Internal Auditor, Bank of Ireland Stuart Hoffman Bank Examiner, Governance and Operational Risk Policy Analyst, Office of the Comptroller of the Currency (OCC) Stuart McDowell UK CIO & UK Head of GBTO/FIC , Société Générale Stuart Moss UK & EMEA Head of Market Conduct Surveillance, UBS Ted MacDonald Senior Technical Specialist, Financial Markets Standards Board (FMSB) Thomas Spellman Partner, Risk Advisory, Deloitte Tim Peake British European Space Agency Astronaut & Best Selling Author Tom Lewis Chief Internal Auditor, Barclays Bank UK Tony Sio Head of Regulatory Strategy and Innovation, Nasdaq Tracey McDermott Group Head, Conduct, Financial Crime & Compliance, Standard Chartered Bank Vedica Hanson Managing Director, EMEA Head of Monitoring and Surveillance, Sumitomo Mitsui Banking Corporation Wieke Scholten Senior Behavioural Specialist
Skip to main content
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)
)