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Panel Discussion: Utilising Technology to Navigate the Complexities of Modern Communication Compliance
13 Nov 2024
- How does the evolution of interactions across various communication platforms impact the capture and monitoring of spoken interactions, and what challenges does this pose for compliance teams?
- How are surveillance functions addressing the issue of continued conversations across multiple platforms?
- Trade reconstruction is not new, but should there be a 'communication reconstruction' that can track identity profiles and link external parties through multiple channels?
- How can data insight capabilities and sentiment analysis play a role in mitigating conduct risk and enabling proactive management of market abuse?
- Is the development of communication surveillance technology too challenging, and do surveillance practitioners have the skills required to assess traders’ sentiment?