Dr Roger Noon
Roger is an executive coach and culture change consultant working in financial services and healthcare. As a chartered engineer, he spent his formative career in the Ministry of Defence managing avionics programmes. He was a founding partner in a change management consultancy for six years and has been involved in major risk transformation programmes in Deutsche Bank, Credit Suisse, Barclays and HSBC. Most recently, he has led the delivery of risk culture change using a novel approach that helped one client win a prestigious industry award for innovation in developing risk capability.
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25-Jan-2022Interactive RoundtableRoundtable: How can surveillance technology be used to demonstrate best execution?
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25-Jan-2022DebateDebate: Holistic Integration of Voice and E-Comms Data
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26-Jan-2022Interactive RoundtableRoundtable: How can surveillance functions be calibrated to reduce false positives without missing potential conduct breaches?
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01-Mar-2022DebateDebate: What Regulatory Risks Will Surveillance Functions Need to Monitor Under the New Administration?
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01-Mar-2022Interactive RoundtableRoundtable: Converting Surveillance Data into Behavioural Analytics
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02-Mar-2022Interactive RoundtableRoundtable: Building a Trade Surveillance Function for SMEs
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02-Mar-2022DebateDebate: Effective Surveillance in the New Virtual Environment
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09-Mar-2022DebateDebate: Balancing Regulatory Expectations with Appropriate Investment Levels
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10-Mar-2022DebateDebate: Maturing Technology: From Sampling to Risk Based
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22-Mar-2022DebateDebate: Where is the industry today with culture change?
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26-Apr-2022Interactive RoundtableInteractive Roundtable: Global v. Regional Surveillance Regulation
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27-Apr-2022DebateDebate: Innovating Trade Surveillance Programmes
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07-Sep-2022County SuiteSuccessfully implementing continuous KYC monitoring for effective risk management and mitigation
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07-Sep-2022County SuiteCollaboration Across the 3 Lines of Defence in the Financial Crime Operating Model: Determining the Role of the 1st Line of Defence
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07-Sep-2022County SuiteCreating Effective Public-Private Collaboration
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04-May-2022Interactive RoundtableRoundtable Discussion: Chief Controls Officer of the Future
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05-May-2022DebateDebate: Leveraging Control Automation
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05-May-2022Interactive RoundtableRoundtable Discussion: The Role of Behavioural Science in the 1 LOD
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24-May-2022DebateDebate: The Evolving Regulatory Landscape for Communications Monitoring
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24-May-2022Interactive RoundtableRoundtable Discussion: Proliferation of Communication Channels
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25-May-2022DebateDebate: Risk Based Surveillance
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25-May-2022Interactive RoundtableRoundtable Discussion: Moving Beyond Lexicons
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07-Jun-2022Interactive RoundtableRoundtable Discussion: How can banks build robust in-house data analytical capabilities for ESG?
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08-Jun-2022DebateDebate: Are Regulatory Expectations and Criteria Aligned with Client Expectation for ESG Products?
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16-Nov-2022
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16-Nov-2022
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16-Nov-2022
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16-Nov-2022
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17-Nov-2022
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17-Nov-2022
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17-Nov-2022
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17-Nov-2022
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05-Oct-2022DebateDebate: Ensuring Effective Coverage of Communication Surveillance
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01-Mar-2023Enterprise 2 & 3Actively Fighting and Preventing Financial Crime - Enhancing Innovation
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01-Mar-2023Enterprise 2 & 3Identifying and Delivering Cost Savings and Efficiencies in KYC and CDD processes
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01-Mar-2023
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01-Mar-2023Enterprise 2 & 3Implementing Effective Public-Private Collaboration to Identify and Mitigate Financial Crime Risks
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01-Mar-2023Enterprise 2 & 3Keynote Fireside Chat
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29-Mar-2023DebateDebate: Voice Surveillance: archiving, data quality and innovation in analytics
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11-Jun-2024
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11-Jun-2024
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11-Jun-2024
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11-Jun-2024
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21-May-2024
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21-May-2024
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22-May-2024
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22-May-2024
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19-Apr-2023DebateDebate: Successfully Implementing Perpetual KYC (pKYC) Monitoring for Effective Risk Management and Mitigation
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07-Mar-2023DebateDebate: Where is the Financial Industry with Culture & Conduct
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08-Mar-2023DebateDebate: Assessing Culture in Risk Management Frameworks
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14-Jun-2023DebateDebate: Using e-comms to identify broader misconduct and culture issues
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01-May-2024
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06-Sep-2023
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06-Sep-2023
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15-Nov-2023
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15-Nov-2023
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16-Nov-2023
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16-Nov-2023
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16-Nov-2023
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28-Nov-2023DebateDebate: Implementing a Risk-Based Approach to AML
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29-Nov-2023DebateDebate: Leveraging AI and Machine Learning: What are the Use-Cases of the Future?
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05-Dec-2023
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27-Feb-2024
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27-Feb-2024
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27-Feb-2024
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12-Mar-2024DebateDebate: Taking Theory Into Practice: The future of Culture & Conduct
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23-Apr-2024Interactive RoundtableRoundtable Discussion: Keeping it in context: The Capture of Emojis and Slang
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23-Apr-2024DebateDebate: The Rise of Artificial Intelligence (AI) and Large Language Models (LLM)
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24-Apr-2024Interactive RoundtableRoundtable Discussion: Ensuring Effective Calibration of Surveillance
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24-Apr-2024DebateDebate: Expand, Reduce or Maintain? Is it Time to Review the Scope and Coverage of Surveillance?
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05-Sep-2024
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05-Sep-2024
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05-Sep-2024
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13-Nov-2024
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13-Nov-2024
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14-Nov-2024
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14-Nov-2024