The Trade Surveillance Deep Dive has now passed, but keep an eye out as we will be taking interest for the Trade Surveillance Deep Dive 2025 very soon.
Join our virtual event
Trade surveillance remains the basis for detecting and preventing market abuse and misconduct but it is getting harder. As the industry navigates the complexities of modern trading environments, banks need to take a proactive stance towards ensuring market integrity and regulatory adherence. Fixed-income surveillance and venue market abuse are an area of regulatory focus for 2024 and remain a challenge for banks trying to implement effective surveillance controls. What are the unique challenges posed by fixed-income surveillance? And how are these being addressed? Is there now a need to review venue assessment, onboarding and ongoing management? Join the virtual Trade Surveillance Deep Dive on 21 and 22 May 2024 to discuss these questions, and more, that remain a challenge for surveillance teams. Take the opportunity to hear directly from senior surveillance leaders, share best practice and network with your peers.
What to expect
- Hear from banks as to how they are accommodating the nuances of fixed-income
- Listen to how banks are working to better understand fixed-income traders’ risk positioning
- Understand if there is a need to review venue assessment, onboarding and ongoing management
- Question whether the comprehensive integration of comms and trade surveillance data is still a realistic possibility
- Discover how their institution can improve its trade surveillance function
- Benchmark their trade surveillance capabilities against their peers
- Hear from leading practitioners who are buying and building trade surveillance technologies
- Identify optimum ways to maximise efficiencies within their institution
- Expand their professional network by engaging with their direct peers globally
Building an effective fixed-income and cross-market surveillance programme
The Trade Surveillance Deep Dive 2023 focused on the next-generation challenges faced by trade surveillance professionals who are working to improve their traditional processes. Surveillance teams will need to adopt new technology and a more integrated approach in response to the regulatory focus on fixed-income markets and cross-market manipulation.
Who should attend
Managing Directors, Directors, and Head of Functions from Banks, Asset Managers and other Financial Institutions working within:
- Surveillance
- Compliance surveillance
- Compliance
- Regulatory compliance
- Surveillance monitoring
- Compliance technology
- Market surveillance
- Trade surveillance
- Communications surveillance
- Internal Audit
How the Deep Dives work
Networking
- A series of interactive pre-booked roundtable discussions between financial institutions, moderated by 1LoD
- An inter-delegate messaging system
Roundtables
Do you have a product or service that could benefit the audience?
Sponsor