AsiaPac Surveillance Deep Dive Speakers - 1LoD

AsiaPac Surveillance Deep Dive 2024
CPD

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Dr Rhys Bollen

Senior Executive Leader, Market Supervision, ASIC
David Cassidy

Head of Compliance – Monitoring and Surveillance, National Bank of Australia
Winnie Chan

Asia Regional Head of Risk Surveillance, Macquarie
Jacob Chan

Director, APAC Head of Market Surveillance, Barclays
Winston Choi

APAC Head of Capital Market Surveillance, Société Générale
Steve Clark

Managing Director, Global Head of Trade Surveillance, Morgan Stanley
Chris Cotterell

Managing Director, Head of Monitoring, Surveillance and Compliance Testing, Barrenjoey
Howard Davis

Managing Director, Head of FM Conduct and Surveillance, Standard Chartered Bank
Gouthaman Haridass

Sales Engineer, Eventus
Dermot Harriss

Senior Vice President- Regulatory Solutions, OneTick
Keith Ho

APAC Head of Surveillance, Morgan Stanley
Ashok John

Managing Director, Head of Surveillance Asia & Head of Equities Compliance Asia, J.P. Morgan
Duncan Jones

Managing Director, Head of Compliance, Asia, Mizuho
Mark Kinsella

Managing Director, Global Banking & Markets Business Supervision and Control ASIA, Bank of America
Andrew Mamelok

Head of Monitoring and Surveillance, Westpac
Haroon Mufti

International Head of Markets Compliance, Northern Trust
Wincie Ng

Managing Director, Global Head of Compliance Surveillance, Standard Chartered Bank
Atsushi Omoto

Head of Japan ISG Trade Surveillance, Morgan Stanley
Fei Fang Ong

Regional Surveillance Head, CIMB
Jiang Tao

Head of Capital Market Surveillance, Japan, Société Générale
Emily Wright

Moderator, XLoD Global & Owner, Wright Consulting
James Yeo

Head of Monitoring, Surveillance and Controls APAC and Global Wealth Management, UBS